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Legacy chief exec Mark Uselton appeals penalties

 
DON MECOY    Comment on this article Leave a comment
Published: August 13, 2009

The owner of an Edmond securities company has appealed his and the company’s expulsion from the securities industry and fines of more than $1 million levied by the Financial Industry Regulatory Authority, the agency said.

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What are short sales?
Short selling is a method that allows a trader to profit when the price of a stock falls. A short seller borrows a stock, immediately sells it, and then replaces the borrowed shares later presumably by buying shares at a cheaper price.

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