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TOPIC | Financial Market Regulation
Woman is 53 But Looks 24
Mom reveals simple wrinkle secret that has angered doctors...
ConsumerLifestyles.org
Mom reveals simple wrinkle secret that has angered doctors...
ConsumerLifestyles.org
53yr Old Mom, Looks 25
53yr Old Mom publishes 1 simple wrinkle trick that has angered doctors.
www.ConsumerLifestyleMag.com
53yr Old Mom publishes 1 simple wrinkle trick that has angered doctors.
www.ConsumerLifestyleMag.com
SEC seeks information from Chipotle Mexican Grill
Published: Sat, May 19, 2012
SEC seeks information from Chipotle Mexican Grill on its hiring practices. Read More
Chesapeake confirms SEC probe
Updated: Thu, May 3, 2012
Chesapeake Energy Corp. confirmed the company and CEO Aubrey McClendon have been notified of an information inquiry by the U.S. Securities and Exchange Commission. Read More
SEC Files Insider Trading Suit Over TXU
Published: Fri, Mar 2, 2007
DALLAS (AP) -- Federal regulators charged Friday that unknown investors pocketed more than $5.3 million in illegal profits from insider trading before TXU Corp. announced it had agreed to be sold for $32 billion.
The Securities and Exchange Commission said the insider trading was done through foreign... Read More
Your Funds: Here’s how the board independence rule will shake out
Updated: Sun, Jun 18, 2006
On Tuesday, the Securities and Exchange Commission announced it would revisit a rule requiring that three-quarters of all a mutual fund’s directors - including the board chairman - be independent.
Industry watchers suggested that the rule would come through a 60-day review easily and be reinstated.... Read More
Michaels asked to save documents
Updated: Fri, Jun 16, 2006
IRVING, Texas -- The Securities and Exchange Commission has asked Michaels Stores Inc. to preserve all documents pertaining to stock options granted since 1990, the arts and crafts retailer reported in a regulatory filing on Thursday, after an internal review revealed the company understated some $60 million in... Read More
Net giant plans to buy 'Googleplex'
Updated: Thu, Jun 15, 2006
SAN FRANCISCO -- Google Inc. is buying its Silicon Valley headquarters for $319 million in a deal covering the Internet search leader's nerve center -- a cluster of buildings revered in high-tech circles as the "Googleplex." The Mountain View, Calif.-based company disclosed the purchase from four commercial real... Read More
Company foresees document request
Updated: Thu, Jun 15, 2006
NEW YORK -- Monster Worldwide Inc., the parent company of job search site Monster.com, said Wednesday the Securities and Exchange Commission has asked it to "preserve all relevant information" in anticipation of a document request related to the timing of its stock options grants. Tuesday, the company received a... Read More
GMX cleared to boost base for borrowing
Updated: Tue, Jun 13, 2006
GMX Resources Inc. said Friday it has amended a loan agreement, allowing the Oklahoma City-based oil and natural gas company to increase its borrowing base to $35 million from $24 million. GMX also said it filed a shelf registration statement with the Securities and Exchange Commission for a $200 million offering... Read More
Regulators scrutinize Fleming's accounting
Updated: Sun, Aug 1, 2004
Federal regulators continue to investigate accounting practices at former Oklahoma City-based Fleming Cos. Inc., taking a closer look at how the grocery distributor recorded some sales and income on its books. Fleming's fall: Vigorous turnaround plan blamed Regulators scrutinize Fleming's accounting Read More
WorldCom chronology
Updated: Thu, Aug 28, 2003
1985 -- Early investor Bernard Ebbers becomes chief executive of discount long-distance provider LDDS (Long-Distance Discount Service). 1995 -- LDDS acquires Tulsa-based voice and data transmission company Williams Telecommunications Group (WilTel) for $2.5 billion cash and changes its name to WorldCom. 1998... Read More
Top Scandals
Updated: Sun, Dec 9, 2001
1. Probation Switzer inherited a probation-ridden program and 16 years later left one behind. 2. Felony arrests In January 1989, five Sooners were charged in three felony incidents: rape, drug trafficking and shooting with intent to injure. 3. Personal Switzer's personal life became an issue,... Read More
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